A 7-page policy, mapped to 8 frameworks including ISO 27001:2022, GDPR, and NIS2, to ensure evidence is collected and preserved in a legally sound and audit-ready manner.
This policy defines how your organization collects, stores, and preserves digital evidence for security incidents and investigations, ensuring all actions are legally sound, auditable, and maintain evidence integrity.
Ensure all evidence is collected and handled in a way that maintains its integrity, authenticity, and a clear chain of custody.
Use a simple log to document every step of the evidence handling process, from collection to storage, including who accessed it and when.
Collect evidence in a forensically sound manner to support internal disciplinary actions, legal defense, insurance claims, or regulator engagement.
Meet legal and regulatory expectations from GDPR, NIS2, and ISO 27001:2022 without needing advanced technical resources or a full-time IT team.
The Evidence Collection and Forensics Policy - SME is designed to streamline the processes involved in acquiring, preserving, and analyzing digital evidence during security incidents. This policy supports small and medium-sized enterprises in achieving forensic readiness without necessitating an extensive IT infrastructure or a dedicated team. It applies to all personnel involved in incident response and breach analysis, covering a wide range of systems including laptops, mobile devices, servers, and cloud platforms like Microsoft 365 and Google Workspace. The policy's primary objective is to ensure that digital evidence is collected and managed in a manner that preserves its integrity, authenticity, and chain of custody. This is crucial for maintaining compliance with legal and regulatory frameworks such as GDPR and the NIS2 Directive, which require meticulous evidence handling and documentation. The policy outlines specific roles and responsibilities, empowering the General Manager to authorize investigations and the IT Provider to collect and secure digital evidence. External consultants, when engaged, must adhere to strict confidentiality agreements and are guided by the policy to perform forensic tasks. One of the key features of this policy is its emphasis on governance and compliance. It mandates a rigorous authorization process for evidence collection, backed by a detailed chain of custody log that records every interaction with the evidence. This ensures that all actions are auditable and legally defensible. The policy also supports data minimization by specifying that only relevant evidence should be collected, with legal consultation required for incidents with potential HR or legal implications. The policy facilitates secure evidence storage by requiring encryption and access control measures, ensuring that only authorized personnel can access sensitive data. This aligns with ISO/IEC 27001:2022 standards, providing a framework that supports continual improvement and operational control. By reducing complexity and avoiding operational disruptions, the policy allows SMEs to navigate the intricate world of digital forensics with confidence and clarity. In times of crisis, having a robust evidence collection and forensics policy is not just a matter of compliance; it's a source of assurance. Knowing that your organization is prepared to handle incidents efficiently and legally can bring immense relief and bolster trust with stakeholders. The Evidence Collection and Forensics Policy - SME is your ally in maintaining operational integrity and upholding legal standards, ensuring your business is always ready to defend its interests and uphold its responsibilities.
This isn't just a document; it's a defensible business tool. Written by certified cybersecurity experts, this policy is designed to be practical for small and medium enterprises. It provides clear, actionable steps that you can implement without a large security team, giving you the confidence that your evidence collection process is effective and compliant under audit.
This product is aligned with the following compliance frameworks, with detailed clause and control mappings.
Framework | Covered Clauses / Controls |
---|---|
ISO/IEC 27001:2022 |
Clauses 6.1, 6.3, 8.1
|
ISO/IEC 27002:2022 |
Controls 5.24-5.27
|
ISO/IEC 27035-3:2016 |
Clause 6.3, 6.4, 7.3
|
NIST SP 800-53 Rev.5 |
IR-07
IR-08
AU-09
AU-12
PE-18
|
EU GDPR |
Articles 33, 34
|
EU NIS2 |
Article 23
|
EU DORA |
Article 17(1), 17(2)
|
COBIT 2019 |
DSS05.06, DSS05.07
|
This policy is one of 37 documents in our complete ISMS for SME Toolkit, designed for comprehensive compliance.
100%
ISO 27001:2022
95%
EU NIS2
90%
EU GDPR
85%
EU DORA
This policy is interdependent with the following SME-aligned policies to ensure a legally defensible and auditable incident management process.
Incident Response Policy (P30S)
Triggers the need for evidence collection and defines the operational response flow.
Logging and Monitoring Policy (P22S)
Provides the raw data used as forensic evidence and establishes retention requirements.
Governance Roles & Responsibilities Policy (P2S)
Establishes authority over incident investigations and legal escalation.
Access Control Policy (P4S)
Ensures only authorized personnel can access sensitive systems and logs during investigations.
Data Protection and Privacy Policy (P17S)
Ensures any personal data collected as evidence is handled lawfully under GDPR.
The Evidence Collection and Forensics Policy for SMEs establishes a structured and legally sound process for handling digital evidence. It ensures that data from security incidents, breaches, or internal investigations is acquired, preserved, and analyzed in a way that maintains its integrity and authenticity. This policy is essential for supporting internal actions, legal defense, and regulatory compliance.
This policy applies to all personnel involved in incident response and covers all company systems, from laptops and servers to cloud platforms. It mandates a clear chain of custody, secure storage, and authorized access to all collected evidence. By implementing these forensically sound procedures, your SME can achieve audit readiness for ISO 27001:2022, GDPR, and NIS2, providing confidence and clarity when it matters most.